Targeted Assurance and Regulatory Inspection Guidance

We provide independent assurance to evaluate key elements of your compliance and risk management program, delivering actionable recommendations to close regulatory gaps and improve effectiveness. Our experts support you before, during, and after regulatory inspections - helping you prepare, manage interactions, and respond confidently to supervisory expectations.

Complete Regulatory Assistance

Due Diligence/Gap Analysis

We provide gap analysis of any specific regulatory compliance and risk management area by reviewing the policies and procedures, processes and systems.

Action Plan

Following a comprehensive due diligence or gap analysis, we develop a detailed action plan outlining concrete, achievable measures aimed at ensuring full compliance and alignment with regulatory expectations.

Policy and Procedure Updates

We review and update your internal documentation – or draft new policies where needed – to ensure clear, practical alignment with current regulatory requirements and internal workflows. Our aim is to make documentation both compliant and usable.

Control Enhancements

We strengthen weak or outdated controls by designing and implementing practical upgrades that reflect your risk profile and operational setup – ensuring regulatory expectations are met without over-engineering the process.

Ongoing and Post Inspection Support

We guide your team on tone, transparency, and messaging when interacting with supervisors. During the inspection, we provide live support to ensure responses are timely, consistent, and legally sound. Our support ensures your responses meet expectations and reduce risk of further action.

Client’s Benefits

No Surprises, Just Facts

We have been on your side of the table and know how gaps feel when surfaced too late. Our due diligence identifies blind spots and misalignments others miss - translating operational reality into a clear, prioritised risk picture.

Strategic Remediation Planning

Our action plans are built from inside knowledge of how regulated institutions operate. We align each remediation task with your regulatory commitments, team bandwidth, and governance setup - ensuring long-term strength, not just fast fixes.

Lean, Effective Controls

We have implemented and tested controls in real businesses - so we focus on what works, not what looks good in theory. Our enhancements are designed around your actual products, client base, and risks - striking the right balance between simplicity and robustness.

Inspection Confidence

Walk into inspections fully prepared. We have participated in numerous regulatory investigations and supervisory reviews - so we help you anticipate questions, handle scrutiny, and respond with clarity.

From Gaps to Gains

With real-world execution experience, we help you turn findings into lasting value. From health checks to hands-on remediation, we strengthen your control environment in ways that regulators trust and your team can sustain.

Services